Issue 
Int. J. Simul. Multisci. Des. Optim.
Volume 7, 2016



Article Number  A8  
Number of page(s)  6  
DOI  https://doi.org/10.1051/smdo/2016014  
Published online  23 December 2016 
Review Article
Recent progress in the performances of ultrastable quartz resonators and oscillators
Centre National de la Recherche Scientifique (CNRS), Franche Comté Electronique Mécanique Thermique Optique Sciences et Technologies (FEMTOST) Institute, Université de BourgogneFrancheComté (UBFC), 15B avenue des Montboucons, 25030
Besançon, France
^{*} email: patrice.salzenstein@femtost.fr
Received:
18
November
2016
Accepted:
18
November
2016
Stressed compensated (SC) cut led recently to the best frequency stability ever obtained with a quartz oscillator, 2.5 × 10^{−14} for the flicker frequency modulation (FFM) floor. This result is confirmed in this paper with a 3.2 × 10^{−14} ± 1.1 × 10^{−14}. The quartz resonator is integrated in a 5 MHz enhanced aging box double oven controlled oscillator. After reminding a bit of history, this paper describes how the first significant development in terms of ultrastable quartz stateoftheart oscillators was performed in the last 20 years, how the resonators were chosen, and main information about the development of adequate electronics and how to mechanically and thermally stabilized such an ultrastable oscillator. We also present how to characterize the expected performances, and hot topics in quartz based oscillators.
Key words: Quartz / Frequency stability / Phase noise / Cut / Flicker frequency modulation floor
© P. Salzenstein, Published by EDP Sciences, 2016
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
1 Introduction
The piezoelectric effect is one of the particularity of quartz. Thanks to this effect, quartz has many applications especially in frequency standards sources and sensors. A mechanical deformation of this material appears when applying a voltage. It is useful for sensors as it concretely allows the probing of an acoustic resonance by electrical means. The application of alternating current to the quartz crystal induces oscillations. Standing waves are generated thanks to an alternating current between the electrodes of a properly cut crystal. The quality factor (Q factor) is the ratio of frequency and bandwidth. It can be as high as 2 × 10^{6} for high quality quartz. Such a narrow resonance leads to highly stable oscillators and a high accuracy in the determination of the resonance frequency. The frequency of oscillation of a quartz crystal partially depends on its thickness. During normal operation, all the other influencing variables remain constant. Thus a change in the thickness of the material is directly correlated with a change in frequency. When fabricating the electrodes, mass is deposited on the surface of the crystal. The thickness then increases. Consequently the frequency of oscillation decreases from the initial value. The early history of the Development of ultraprecise oscillators for ground and space applications is strongly connected to the progress realized in quartz oscillators improvements [1]. In this paper we mainly focus on latter development. First the main quartz cuts are presented, then after a brief description of the structure use for achieving ultra stable quartz oscillators, we discuss the noise of the oscillators and how it is determined experimentally. Finally we say some words about how the obtained ultra stable signal can be distributed.
2 Main different cuts in quartz
2.1 A bit of history before to present the main cuts
For the very earlier history, let’s remind that the first recorded experiments that relate to oscillators was performed by Jules Lissajous [2]. The piezoelectric effect was discovered by Jacques and Pierre Curie [3, 4]. Further works concerning electric oscillators are cited in reference [5] and well described in reference [6]. The first quartz oscillator was invented in 1921 [7]. In this section, we remind main information about some of the most common cuts. Resonator is obtained by performing cuts in the source crystal. Resonator plate can be cut from the source crystal in several ways. It has to be known that orientation of the cut influences several key parameters like thermal characteristics, crystal’s aging characteristics, frequency stability and also other parameters.
2.2 ATcut
This cut can be considered as the main common cut. It is the older one as it was first developed in 1934. In this case, the plate contains crystal’s x axis. It is inclined by 35°15′ from the z optic axis. Frequency versus temperature curves have typically a sine shaped with an inflection point at around 25–35 °C. This cut is generally used for oscillating frequencies in the range 500 kHz–300 MHz. It is used in wider temperature range. It is also used in ovencontrolled oscillators.
2.3 BTcut
This cut is similar to AT cut but used a different angle of 49° from the zaxis. This cut allows repeatable characteristics. But its temperature stability characteristics are not as good as the ATcut. The frequency operation range of the BTcut is usually between 500 kHz and 200 MHz. However it can be used for higher frequencies more easily than ATcut.
2.4 LDcut
The Low isochronism Defect (LDcut) is a doubly rotated quartz resonator with a low amplitudefrequency effect called low isochronism defect. It is set in a enhanced aging box called in French Boîtier à Vieillissement Amélioré (BVA) structure for later use in an ultrastable oscillator (USO). Various design parameters were presented, along with the properties of the resonator. The resonance frequencies of various modes, the temperature dependence, the motional parameters and the phase noise in relation to the power supplied to the resonator were mainly studied [8].
2.5 SCcut
The stressed compensated cut is called SCcut. It is a doublerotated cut (35°15′ and 21°54′) for ovenstabilized oscillators with low phase noise and good aging characteristics. It is less sensitive to mechanical stresses. It has faster higher Q, warmup speed and better phase noise close to the carrier. It has also less sensitivity to vibrations and less sensitivity to spatial orientation against the vector of gravity. This properties are useful for space and spacecraft applications. The frequency stability is determined by the crystal’s loaded quality factor (Q _{L}). It is inversely dependent on the frequency. This cut is chosen to minimize temperature and frequency dependence [1]. Operating temperature of about 80–100 °C is needed for oven controlled crystal oscillators (OCXO) design. It is a doublerotated cut for oven stabilized oscillators with low phase noise, good aging characteristics and low sensitivity to drive level dependency [9]. It is generally used for oscillators operating for range of 0.5–200 MHz. Fabrication processes of SCcut quartz resonators have now enough maturity, and allow to get ultra low noise crystal resonators. We see further that the very recent development of a new design for integrating a stressed compensated (SC) cut lead to significant progress for quartz frequency short term stability. It has to be underlined that recent study of new bulk acoustic waves (BAW) quartz resonators were performed [10, 11].
3 Progress with BVA resonators
For manufacturing a quartz oscillator, it is possible to use several resonator configurations by directly attaching leads to the crystal. Since 40 years BVA resonator has been giving the best frequency stability for USO. In 1976, a new class of resonator called BVA as it was already mentioned previously in the article was introduced by Besson [12]. The idea was to use a single crystal to reduce the mounting stress due to vibrations. Electrodes are deposited not on the resonator itself but on inner sides of two condenser discs made of adjacent slices of the quartz from the same bar. It forms a threelayer sandwich with no stress between the electrodes and the vibrating element. The resulting configuration is resistant to shock and vibration. It is also resistant to acceleration and ionizing radiation and has improved aging characteristics. Although AT cut is usually used, SC cut variants exist as well. BVA resonators are often used in spacecraft thanks to their characteristics. A tool can be used to sort out the best resonators showing its capability to be integrated into the best oscillator design [13]. It helps to choose best resonators for integration in an ultrastable oscillator. It contributes to decrease the influence of the noise [14]. One of the main contribution of the new design is certainly due to the hardware improvements in both of the oscillator and the electronics of the distribution amplifier system (DAS). First of all an ultrastable enhanced aging box BVA oscillator is integrated with a DAS. The quartz resonator is mechanically stabilized by non adherent electrodes. It presents a double copper oven structure that considerably helps for thermal isolation of the quartz resonator, especially because it is compacted in a Dewar flask. The first oven is mechanically hold by a rigid composite material. The internal oven control card is placed in the second copper oven. The external card is placed inside the Dewar flask.
4 Noise of the resonator
The noise of the resonators to be integrated into BVA oscillators is typically measured on a bench developed for 5 MHz resonators [15–17], France. Noise description has been detailed [18]. The main principle of such bench is to reject the split signal delivered by a 5 MHz source into two arms. It is available at FEMTOST in Besançon, France. One is in quadrature and pumps the Local Oscillator (LO) input of the mixer. The other is separated in two other arms, each one owning a quasisimilar resonator. Tuning capacitors and attenuators permit the adjustment of frequencies and loading quality factors. These two parallel arms are shifted by 180° in order to adjust suppression of the carrier. These two signals are then recombined, and the lateral bandwidths are amplified to the sufficient Radio Frequency (RF) input of the mixer, pumped by the reference signal in quadrature. Then, a Fast Fourier Transform (FFT) analyzer coupled to a Personal Computer (PC) allows us to obtain the spectral density of phase noise spectrum. Frequency of the resonators is temperature sensitive. It is important to be close to an inversion point where temperature has a minimal influence on the frequency. Hence, resonators to be measured are placed into appropriate thermostats [19]. For instance one resonator can have typically a temperature of inversion in the range 75–85 °C. Thermostats are especially developed for testing resonators and choosing the best of them, and of course also when they are integrated into an ultra stable oscillator. Thermostats for tests are very similar to the final packaging of oscillators in order to show, as closely as possible, the eventual working conditions of future oscillators.
For Fourier frequencies f < f_{L}, where f_{L} is the cutoff frequency, the resonator filters its own frequency fluctuations leading to a 1/f^{3} slope on the spectral density of phase noise S_{Φ}(f). Frequency cutoff of the resonator which is a low pass filter is f_{L} = n_{0}/Q_{L} where n_{0} and Q_{L} are respectively the carrier frequency – which here is typically chosen to be equal to 5 MHz to obtain the most stable oscillators – and the loaded quality factor. Generally it can be noticed that the best performances in terms of frequency stability are obtained with more bulky quartz: Quartz at 2.5 MHz or 5 MHz are more stable than those dedicated to higher frequency. Introducing the Allan variance σ_{y} [20, 21], we can then write that S_{y}(f) = (f_{L}/ν_{0})^{2}.S_{Φm}(f). From σ_{y}(τ) = √(2Ln2 h_{−1}), with h_{−1} = f_{L}^{2}/ν_{0}^{2}. S_{Φ} (1 Hz), we deduce that the frequency stability is at 1 s from the carrier. For a resonator chosen to present an example of measurement in this section, we have typically Q_{L} = 2.8 × 10^{6}. It has been measured with other resonators of the same batch. Indeed similar resonators generally present similar performances because they have been manufactured in the same batch. The curve is then obtained with the measurements of a resonator along with another from the same batch. If for instance, input power of each resonator is 60 μW, then spectral density of phase noise S_{} can be as lower as S_{Φ}(1 Hz) = −133 dB rad^{2}/Hz. With a cutoff frequency 1.61 Hz on the chosen resonator in this part, the loaded quality factor is then Q_{L} = 1.55 × 10^{6}. We can deduce that the frequency stability of the measured resonator pair is 8.5 × 10^{−14} ± 1.5 × 10^{−14} at 1 s for the 5 MHz carrier. Noise floor of the bench is 9.5 × 10^{−15}. If two resonators are exactly the same, frequency stability of each one could be obtained by dividing the obtained frequency stability of the pair by the square root of two. This approximation is generally valid if the resonators present sensibly the same performances. However if one of them presents worse stability, it will limit the obtained value of the frequency stability. So, the measured value is an upper value. Considering that the resonators have the same contribution, frequency stability of the resonator used to illustrate this part is 6.0 × 10^{−14} ± 1.5 × 10^{−14} [13]. It is interesting to underline that this method gives an indication for sorting out the best resonators, despite if it is not that easy to perform such measure for each of the resonators when working in production for industry, but more generally in a context of research or control in a laboratory. But it is generally just enough to replace resonators in a blind oscillator, i.e. an oscillator where we just have to replace resonator by another one just by adjusting motional parameters and impedance adaptation of the crystal with its electronics. Finally frequency stability of the oscillator is really determined after packaging the resonator with electronics. It has to be underlined that the progress in terms of frequency stability of quartz oscillators are related to several multidisciplinary domains for optimization such has mechanical, thermal and electronic optimization.
5 Stability Measurement of Oscillators
5.1 Determination of Frequency Stability for the Best Quartz Oscillators
The main principle of the bench is based on Dual Mixer Time Difference Multiplication (DMTDM) [22] with a beat frequency of 5 Hz. Such measures can be performed at the Institute of Photonics and Electronics (IPE) of the Czech Academy of Science in Prague. Each measure gives 10,000 samples. They are separated by a basic 200 ms integration time. When tested with the rejection of one BVA Oscillator, it is possible to deduce a flicker phase of 7 × 10^{−15} at 1 s. It can be negligible in the region where flicker floor is performed measuring between 1 and 100 s. The resonator used to illustrate part 3 of this chapter is integrated into an oscillator. It is measured with other BVA oscillators. The best of them present flicker floor as low as 3.2 × 10^{−14} [23] deduced by triangulation on several measures performed on different pairs of resonators [24]. The curve given in reference [24] shows a flicker floor at 7.5 × 10^{−14} for integration times between 10 s and 100 s. We can underline that even if those oscillators were carried under batteries during transport, each short disconnection can have an effect on the value of the stability. That’s why performances of ultra stable quartz oscillators are typically guaranteed after enough time the quartz oscillators are being placed under supply voltage. It depends, but it is better to wait 24 h or even 1 week before to obtain the best performances in terms of noise floor and frequency stability. At 1 s, frequency stability of the chosen pair can be estimated to be 9.5 × 10^{−14}. The two oscillators present similar performances. This is why, in a first approximation, their contribution to the measured noise can be considered as equal. An estimation of the value of the stability of one oscillator can then be 6.7 × 10^{−14} at 1 s, with a flicker frequency modulation (FFM) floor at 5.5 × 10^{−14} between 20 s and 100 s. We can attribute these values with an uncertainty equal to ±3 × 10^{−15}. We note that the accuracy of the ThreeCornered Hat method [25–27] is discussed when not simultaneously applied to the determination of the contribution on short term frequency stability performed on ultrastable quartz oscillator. It led to a validation of the results [28].
5.2 Stateoftheart
There have been no significant changes in the noise floor of commercial oscillators in the years 1995–2010: the very best commercial quartz oscillators operate with a shortterm frequency stability of 8 × 10^{−14}. But the best frequency stability ever measured on a quartz crystal oscillator was then obtained in 2010. This new BVA oscillator has an estimated flicker frequency modulation (FFM) floor of 2.5 × 10^{−14} at 5 MHz [29]. It was underlined that it leads to a significant step [30]. It was obtained using a double rotated SCcut quartz with low phase noise and good aging characteristics and low sensitivity to drive level dependency [9] placed in appropriate thermostat [19] in the first prototype of an Ovencontrolled crystal oscillator (OCXO) realized in Switzerland by Oscilloquartz company. Such frequency stability is equivalent to a variation of only one second during 1.3 × 10^{6} years, but measured in terms of frequency stability for a few seconds integration time, as the main interest of such oscillators is to deliver an ultra stable signal on short term. The recent results obtained show that it was too early to “bury” research into quartz and that it certainly has the potential to reach the level of 1 × 10^{−14}. The frequency stability curve of a recent BVA USO measured in FEMTOST, Besançon, France is given in Figure 1. The measured FFM floor is 3.2 × 10^{−14} ± 1.1 × 10^{−14} at 5 MHz. It is obtained for a 20 s averaging integration time. This measurement result and its associated uncertainty are coherent with the best FFM floor previously measured [29]. We can notice that the oscillator aging hides the FFM floor for upper integration time.
Figure 1. Frequency stability of two 5 MHz BVA quartz measured with time interval analyzer. The Allan deviation σ_{y}(τ) is given versus averaging integration time τ. This quartz resonator presents a FFM floor of 3.2 × 10^{−14} ± 1.1 × 10^{−14} at 5 MHz determined for a τ = 20 s. 
6 Distribution of the signal
In this section, we detailed how such an ultra stable signal can be distributed in a laboratory. To illustrate the level of performances, we choose concretely a distribution amplifier system realized in Besançon. The amplifier stage is significantly improved thanks to the multiplication by two, that is the doubling. It allows an optimal performance in power combined with an excellent noise factor. It is achieve by using the rectifier effect of a diode bridge. Spurious peaks are filtered by low pass filters, especially at 20 and 30 MHz for the 10 MHz output as the level of output signals at 5, 10, 15, 20, 25, 30 MHz were respectively −45, 8, −41, −8, −47, −18 dBm before any filters. After the filters, power at 20 and 30 MHz are lead to −76 dBc and −91 dBc.
The evaluation of the performance is not an easy point to understand, and that’s why it has to be explained a little bit more. It is a critical point. The fact to have a minimum of two different outputs for each frequency helped for characterization and for comparison of the influence of the connectors, but this is not so critic compared to the ability to determine the noise floor of the instrument and to measure the performance of the realized DAS: we present in Figure 2 the results of the noise floor of the measurement setup with a “Timing Solutions” TSC 5110A.
Figure 2. Distribution amplifier measured Allan variance at 10 MHz on a time interval analyzer. 
Allan variance obtained by this method is 4.8 × 10^{−14} and 2.3 × 10^{−14} at 5 MHz and 10 MHz for a 1 s integration time. The results obtained in terms of Allan variance are in that case identical to the noise floor provided by the manufacturer of the dynamometer used, that is to say 5 × 10^{−14} and 2.5 × 10^{−14} respectively at 5 MHz and 10 MHz for a 1 s integration time. In our case, the measurement of the Allan variance is actually calculated automatically from the compilation of measures from the frequency counting. However, we find that the measure is apparently limited by the performance of such a bench. With such a method it is not possible to accurately assess the performance of the distribution amplifier in terms of shortterm frequency stability. Indeed we achieve the evaluation of the noise floor of our system by performing phase noise measurements. It is given in Figure 3.
Figure 3. Noise floor of our system measured for two DAS in dBc/Hz. 
Considering that both channels have a similar contribution, the values at 1 Hz from the carrier are as follows. S_{ϕ}(1 Hz) = –141.4 dB rad^{2}/Hz. It corresponds by deduction to 1.4 × 10^{−14} for 1 s integration time at 5 MHz and similarly 7.3 × 10^{−14} for 1 s at 10 MHz. The performances have then been fully characterized with a Dual Mixer Time Difference Multiplication (DMTDM) based system described in the article and in some of the references [13, 22]. In our case, we were able to measure the real performance of the distributed signals with a flicker frequency modulation (FFM) equal to 4.5 × 10^{−14} at 12 s. We are certain that this is the real value, as this reference quartz was previously compared to the best quartz oscillator that was ever manufactured and presented in reference published in 2010 [29]. Additionally, fact that the noise floor better than the best performance ever measured on a quartz oscillator enable the use of such a DAS for future characterizations. This recent development are presented in references [31]. Such quartz are used in laboratories for metrology applications. When there characteristics fit with space requirements, they can be used for space applications.
7 Hot topics
Results published in the last months shows an overview of the hot topics in quartz research. Some researchers present new reliable quartz oscillator technology [32]. Progress comes also from lower temperature of operation with Cryogenic Quartz Oscillators [33]. Fundamental resonance frequency dependence of the proximity effect of quartz crystal resonators was demonstrated [34]. 1/f noise in quartz resonators is still a hot topic [35]. For experimental use, uncertainty calculation is better known with a modern way of estimating thanks to Guide to the Expression of Uncertainty in Measurement (GUM) edited by the Bureau International des Poids et Mesures (BIPM), intergovernmental organization through which Member States act together on matters related to measurement science and measurement standards [36]. Typical uncertainty calculation on phase noise in the RF domain are given in references [37, 38].
8 Conclusion
In this paper were presented the recent progress in Quartz oscillators fabrication and instrumentation to enable measure of the best frequency stability performances on resonators and oscillators. It especially led to the first significant development in the last 15–25 years in terms of ultrastable quartz stateoftheart oscillators. If the best oscillator was realized in Switzerland, instrumentation was improved in France and in Czech Republic. It especially includes the choice of the resonators, the development of adequate electronics and how to mechanically and thermally stabilized such an ultrastable oscillator, but also stateoftheart frequency stability on oscillators. The last section of this paper also presented the latest development for distributing such ultra stable signals. The best flicker floor is as low as 2.5 × 10^{−14} measured by ThreeCornered Hat method in Prague and confirmed at 3.2 × 10^{−14} ± 1.1 × 10^{−14} by direct time interval analyzer in Besançon. It shows that it is certainly too early to “bury” research into quartz as it certainly has the potential to reach the level of 1 × 10^{−14} in future. This objective has not been yet achieved, but research is still active in the field of quartz oscillators.
Acknowledgments
Author thanks Dr. Alexander Kuna, head of the Laboratory of the National Time and Frequency Standard at the Institute of Photonics and Electronics and Academy of Science in Prague (Czech Republic) and Dr. Jacques Chauvin, formerly at Oscilloquartz Neuchatel (Switzerland). This work was supported by the Laboratoire national de métrologie et d’essai (LNE).
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Cite this article as: Salzenstein P: Recent progress in the performances of ultrastable quartz resonators and oscillators. Int. J. Simul. Multisci. Des. Optim., 2016, 7, A8.
All Figures
Figure 1. Frequency stability of two 5 MHz BVA quartz measured with time interval analyzer. The Allan deviation σ_{y}(τ) is given versus averaging integration time τ. This quartz resonator presents a FFM floor of 3.2 × 10^{−14} ± 1.1 × 10^{−14} at 5 MHz determined for a τ = 20 s. 

In the text 
Figure 2. Distribution amplifier measured Allan variance at 10 MHz on a time interval analyzer. 

In the text 
Figure 3. Noise floor of our system measured for two DAS in dBc/Hz. 

In the text 
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